Siebert Williams Shank & Co., LLC (SWS) is an independent non-bank financial services firm that offers investment banking, sales and trading, research, advisory, and asset management services. We provide customized, best-in-class solutions incorporating comprehensive financial advisory, capital raising, and risk management guidance with the mission to afford the highest level of value-added services to our clients. Dually headquartered in New York and Oakland, our firm is comprised of approximately 130 diverse professionals spanning over 20 offices across the United States.